Utah Department of Administrative Services

Division of Archives & Records Service

County Schedule 8 Personnel Records

 

Contents (or view active schedules only)

 

***Adverse Action Files (Item 8-1) OBSOLETE

Please refer to the state schedule for Grievance Records, SG 11-64.

 

Comprehensive Employment and Training Act (CETA) Personnel Files (Item 8-2)

These personnel files contain information on all persons (full-time, part-time, and temporary employees) hired through federally funded CETA programs. These employees were not later hired as full-time regular county employees. CETA is an obsolete federally funded employment program.

Retention

Retain for 5 years from the date of enrollment and then destroy (20 CFR 678 (1990)).

Suggested Primary Designation

Private.

Suggested Secondary Designation

Public:UCA 63G-2-301(1)(b) (2008)

(Approved 06/91)

 

Course Announcement Files (Item 8-31)

These are informational files on county employee training opportunities. They are used for reference purposes. They include pamphlets, notices, catalogs, and other records that provide information on courses or programs offered to county employees by government agencies or non-governmental organizations.

Retention

Retain until superseded or obsolete and then destroy.

Suggested Primary Designation

Public.

(Approved 09/95)

 

Court Ordered Community Service Files (Item 8-3)

These files document participation in court ordered community service projects. A district, circuit, or juvenile court may order the completion of a specific number of hours of community service in lieu of a jail term or payment of a fine. The files include an introduction form from the court which contains name, number of hours of community service ordered to perform, by which date, and any expectations; a copy of the court order; and time sheet showing how many hours are completed. The court having jurisdiction of the case retains the record copy of these records.

Retention

Retain for 1 year after completion of community service and then destroy.

Suggested Primary Designation

Public.

Suggested Secondary Designation

Exempt:Rule 4-202.03(10) (2008), CJA

(Approved 06/91)

 

***Eligibility Register (Item 8-4) OBSOLETE

Please refer to the state schedule for Staff Acquisition Records, SG 11-61.

 

***Employee History Card (Item 8-5) OBSOLETE

Please refer to the state schedule for Employment History Records, SG 11-62, or Performance Plans & Evaluations, SG 11-63.

 

Employee Training Files (Item 8-6)

These files document course availability and county employee participation in training programs sponsored by the county, other government agencies, and non-governmental institutions. They include correspondence, reports, participant lists, and other items. The actual training certificates and transcripts are filed in individual personnel files.

Retention

Retain for 6 years and then destroy.

Suggested Primary Designation

Public.

(Approved 06/91)

 

***Employee Warning Files (Item 8-7) OBSOLETE

Please refer to the state schedule for Complaint Investigation Files, SG 11-66.

 

***Employment Applications (Not Hired) (Item 8-8) OBSOLETE

Please refer to the state schedule for Staff Acquisition Records, SG 11-61.

 

***Employment Eligibility Records (I-9) (Item 8-34) OBSOLETE

Please refer to the state schedule for Employment History Records, SG 11-62.

 

Equal Employment Opportunity (EEO) Compliance Case Files (Item 8-9)

These are compliance files containing background papers and correspondence relating to contractor employment practices.

Retention

Retain for 3 years and then destroy.

Suggested Primary Designation

Public.

(Approved 06/91)

 

Equal Employment Opportunity (EEO) Discrimination Complaint Case Files (Item 8-10)

These files document official discrimination complaints received and resolved by the county. The files contain complaints, related correspondence, reports, exhibits, withdrawal notices, copies of decisions, records of hearings and meetings, and other records as described in 29 CFR 1613.222 (1992).

Retention

Retain for 4 years after resolution of case and then destroy.

Suggested Primary Designation

Private.

Suggested Secondary Designation

Public:UCA 63G-2-301(1)(b) (2008)

(Approved 06/91)

 

Equal Employment Opportunity (EEO) Program Files (Item 8-11)

These files document the adoption and administration of county affirmative action programs under the Civil Rights Act of 1964 and the Equal Employment Opportunity Act of 1972. The files include program correspondence, program plans, reports and may include anti-discrimination committee meeting records and reports.

Retention

Permanent. May be transferred to the State Archives.

Suggested Primary Designation

Public.

(Approved 06/91)

 

Equal Employment Opportunity (EEO) Reports (Item 8-36)

These reports are required to be filed with the Equal Employment Opportunity Commission (EEOC) in accordance with the provisions of Title VII and the Americans with Disabilities Act (ADA) (29 CFR 1602 (1992)). They include statistical information on employees hired, rehired, and terminated.

Retention

Retain for 2 years and then destroy.

Suggested Primary Designation

Public.

(Approved 11/95)

 

Equal Employment Opportunity (EEO) Statistics Files (Item 8-12)

These files contain employment statistics and statistical reports relating to race and gender.

Retention

Permanent. May be transferred to the State Archives.

Suggested Primary Designation

Public.

(Approved 06/91)

 

***Grievance and Disciplinary Files (Item 8-14) OBSOLETE

Please refer to the state schedule for Grievance Records, SG 11-64.

 

***Interview Records (Item 8-15) OBSOLETE

Please refer to the state schedule for Staff Acquisition Records, SG 11-61.

 

***Job Opening Files (Item 8-16) OBSOLETE

Please refer to the state schedule for Staff Acquisition Records, SG 11-61.

 

Labor-Management Relations Files (Item 8-17)

These files document the relationship between county management and employee unions or associations. They include correspondence, memoranda, and reports.

Retention

Retain for 5 years and then destroy.

Suggested Primary Designation

Public.

(Approved 06/91)

 

***Merit Employee Performance-Related Records (Item 8-18) OBSOLETE

Please refer to the state schedule for Performance Plans and Evaluations, SG 11-63.

 

***Personal Injury Files (Item 8-19) OBSOLETE

Please refer to the state schedule for Worker’s Compensation Files. SG 11-35

 

***Personnel Files (Item 8-20) OBSOLETE

Please refer to the state schedule for Employment History Records, SG 11-62, or Performance Plans & Evaluations, SG 11-63.

 

***Personnel Requisition and Analysis Files (Item 8-21) OBSOLETE

Please refer to the state schedule for Staff Acquisition Records, SG 11-61.

 

***Position Description Files (Item 8-22) OBSOLETE

Please refer to the state schedule for Staff Acquisition Records, SG 11-61.

 

Position Survey Files (Item 8-23)

These are survey reports on various positions prepared by classification specialists determining accuracy of position description, grade, and salary. They may also include periodic reports.

Retention

Retain for 3 years or until position is resurveyed whichever is first and then destroy.

Suggested Primary Designation

Public.

(Approved 06/91)

 

***Pre-employment Tests (Item 8-29) OBSOLETE

Please refer to the state schedule for Staff Acquisition Records, SG 11-61.

 

Pre-employment Health Records (Item 8-37)

These health records document preemployment physicals for county positions providing the baseline health data on county employees who qualified for specific positions particularly for the sheriff's office and the fire department positions. These records are used to limit liability in deployment of workers, to establish the health status of potential workers, and to limit the effect of occupational related diseases and conditions that might limit an employee's ability to perform assigned duties. These records include chest and back x-rays, hypertension screenings, blood series, and medical histories.

Retention

Retain for 30 years and then destroy.

Suggested Primary Designation

Private.

(Approved 11/95)

 

Promotional Tests (Item 8-33)

These are tests taken by county employees to determine eligibility for promotion. They include the actual tests, answer keys, individual test scores, and the results from oral interviews.

Retention

Retain for 2 years and then destroy.

Suggested Primary Designation

Protected.

(Approved 09/95)

 

Public Disclosure Statements (Item 8-30)

These statements are required to be filed by elected or appointed county officials to disclose any actual or potential conflict of interest in accordance with UCA 17-16a-5. They include date, employees name and address, name and address of person or business entity being assisted, or in which appointed or elected official has a serious substantial conflict; and a brief description of the transaction as to which service is rendered or is to be rendered and the nature of service performed or to be performed (UCA 17-16a-5(3) (1995)).

Retention

Retain for 5 years after potential conflict resolved, employee separation or until superseded and then destroy.

Suggested Primary Designation

Public.

(Approved 09/95)

 

Quarterly Wage List Reports (Item 8-24)

These are reports submitted quarterly to the State Department of Employment Security. They include the quarterly wage list (the name and address of employer, registration number, quarter ending date, employee social security number, name of employee, hire date of new employees, and total wages of quarter, the reimbursable employment, payrolls, and new hires report form (name and address of organization, non-insured workers, individual amount for the first, second, third, and fourth quarters, insured workers' names; phone number and department of person completing form.

Retention

Retain for 3 years and then destroy.

Suggested Primary Designation

Private.

(Approved 06/91)

 

***Recruitment Files (Item 8-25) OBSOLETE

Please refer to the state schedule for Staff Acquisition Records, SG 11-61.

 

Salary Surveys (Item 8-32)

These are salary survey reports on various county positions. They are used to compare salary ranges, benefits, education and experience required. They include employees names, positions, grades, salaries, benefits, education, and experience.

Retention

Retain for 3 years and then destroy.

Suggested Primary Designation

Public.

Suggested Secondary Designation

Private:UCA 63G-2-302 (2008)

(Approved 09/95)

 

Summer Youth Program Files (Item 8-26)

These files document participation in the summer youth program. The summer youth program provides employment with government agencies for youth between the ages of fourteen and eighteen. The files include time cards, copies of office of labor training/modification form, employment applications, and related correspondence.

Retention

Retain for 3 years after termination of employment and then destroy.

Suggested Primary Designation

Private.

Suggested Secondary Designation

Public:UCA 63G-2-301(1)(b) (2008)

(Approved 06/91)

 

Teaching Aids Training Records (Item 8-27)

These are records of teaching aids which include manuals, syllabi, textbooks, and other training aids developed by the agency.

Retention

Permanent. Retain teaching aids created by agency; retain training aids from other agencies or private institutions until obsolete or superseded and then destroy.

Suggested Primary Designation

Public.

(Approved 06/91)

 

Temporary Employees Personnel Files (Item 8-28)

These are files maintained on temporary employees which were provided no benefits by the county. They include copies of correspondence and employment forms. They do not include personnel records created for specific federal programs.

Retention

Retain for 1 year after separation and then destroy.

Suggested Primary Designation

Private.

Suggested Secondary Designation

Public:UCA 63G-2-301(1)(b) (2008)