Securities Commission Annual reports, 1919-1982.

This is a report by the division setting forth its activities for the previous calendar year and includes a current list of broker-dealers, agents, and Investment Advisors registered. This report includes information on personnel, the division structure, comparison reports of receipts, expenditures and registration, total allotments, issuer list, broker-dealer list, Investment Advisor list, and agent list.

"On or before the 1st day of October of each year the commission shall file in the office of the governor a report containing an accurate statement of its work for the preceeding fiscal year ending June 30, which report shall contain a schedule of all securities, issuers, broker-dealers, agents, and investment advisers registered, or as to which registration is pending or has been revoked, denied, enjoined or suspended. The report shall further contain a statement of the receipts and disbursments of the commission, and such other facts as may be necessary to a complete understandingof its work." (Utah Code Annotated 61-1-18 (2), 1963)